Faction

Faction (pronounced fak-shun)

(1) A group or clique forming a minority within a larger body, especially a dissentious group within a political party, government or organization.  The terms “splinter group”, “breakaway”, “reform group”, “ginger group” et al are sometimes used as factional descriptors depending on the circumstances but the more familiar (and sometimes formally institutionalized) are forms like “right”, “left”, “wet”, “dry” “moderate”, “conservative” et al.

(2) Internal organizational strife and intrigue; discord or dissension (applied mostly to political parties but used also to describe the internal workings of many institutions).

(3) As a portmanteau word, the construct being fact + (fict)on), in literature, film etc, a form of writing which blends fact and fiction (though distinct from the literary form “magic realism); in journalism, elements of faction are seen in variations of the technique sometimes called “new” or “gonzo” journalism.  In reportage, it should not be confused with “making stuff up” and it’s distinct from the “alternative facts” model associated with some staff employed in the Trump White House.

1500-1510: From the fourteenth century Middle French faction, from the Latin factionem (nominative factiō) (a group of people acting together, a political grouping (literally “a making or doing”)), a noun of process from the perfect passive participle factus, from faciō (do, make), from facere (to make, to do), from the primitive Indo-European root dhe- (to set; put; to place or adjust).  The adjective factious (given to faction, turbulently partisan, dissentious) dates from the 1530s and was from either the French factieux or the Latin factiosus (partisan, seditious, inclined to form parties) again from factionem; the related forms were the noun factiousness and the adverb factiously.  In ancient Rome, the factions were the four teams which contested the chariot racing events in the circus, the members distinguished by the colors used for their clothing and to adorn their horses and equipment.  Because politics and the sport soon intertwined the meaning of faction shifted to include “an oligarchy, usurping faction, party seeking by irregular means to bring about a change in government”.  Even after the fall of Rome, the traditional Roman factions remained prominent in the Byzantine Empire and chariot racing went into decline only after the factions fought during the Nika riots in 532 which saw some thirty-thousand dead and half of Constantinople razed.  Faction, factioneer, factionist & factionalism are nouns, factionalize is a verb, factional & factionless are adjectives, factionally is an adverb, factionary is a noun & adjective, factionate is a verb & adjective; the noun plural is factions.

The use of the word to describe the literary device which blends facts with fiction faction is said to date from the late 1960s although some sources suggest it had earlier been used in discussions held in conferences and meetings but the most usual descriptor of such works was the earlier “non-fiction novel” which by the mid century (especially in the US) had become a popular (and in literary circles a fashionable) form although, as such, it was not originally directly related to post-modernism.  Critics trace the origins of the form to the years immediately after World War I (1914-1918) and distinguish the works produced then from earlier texts where there was some use of dubious material presented as “fact” in that in the twentieth century the author’s made their intent deliberate.

William Shakespeare (1564–1616) was well acquainted with the earthly lusts and frailties of men and in Coriolanus (1605-1608) act 5, scene 2, at the Volscian camp when Menenius is halted by sentries who refuse to allow him to see their generals he knew what to say though it did him little good.

First sentry: Faith, sir, if you had told as many lies in his behalf as you have uttered words in your own, you should not pass here; no, though it were as virtuous to lie as to live chastely. Therefore, go back.

Menenius: Prithee, fellow, remember my name is Menenius, always factionary on the party of your general.

Second sentry: Howsoever you have been his liar, as you say you have, I am one that, telling true under him, must say, you cannot pass.  Therefore, go back.

Menenius: Hath he dined, canst thou tell? for I would not speak with him till after dinner.

The Baader-Meinhof faction

Founded in 1970, the Rote Armee Fraktion (Red Army Faction (RAF)) was a left-wing, armed militant revolutionary group based in the Federal Republic of Germany (The FRG or West Germany (1949-1990)) which, for almost thirty years, undertook assassinations, kidnappings, robberies and bombings and although actually less active than some other terrorist cells, the RAF was better known and most influential in the early-mid 1970s.  The RAF was dissolved in 1998 although, in the nature of such things, some members continued to use their skills in criminal ventures including drug-trafficing as a form of revenue generation.  The RAF always used the word Fraktion, translated into English as faction.  The linguistic implications never pleased RAF members who thought themselves the embedded, military wing of the wider communist workers' movement, not a faction or splinter-group.  In this context the German doesn’t lend well to translation but closest single-word reflecting the RAF’s view is probably “section” or “squad”.  German journalist Stefan Aust (b 1946) also avoided the word, choosing Der Baader Meinhof Komplex (the  Baader-Meinhof Complex) as the title of his 2008 book because it better described how the organization operated.

Andreas Baader & Ulrike Meinhof

In the era they were active, a common descriptor in the English-speaking word was the Baader-Meinhof Group or Gang, named after two of its members Andreas Baader (1943–1977) and Ulrike Meinhof (1934-1976) and the media’s choice of “gang” or “group” may have reflected the desire of governments for the RAF to be depicted more as violent criminals and less as revolutionaries.  The popular press however certainly preferred Baader-Meinhof to RAF because of the drama of the story, Meinhof having been part of the gang which freed Baader from prison.  Both later killed themselves and, although they were never the star-cross'd lovers some journalists liked to suggest, it added to the romance and the Baader-Meinhof name survived their deaths and although the media, politicians and security agencies adopted the eponymous title, it was never used by the RAF.  In the tradition of Marxist collectives, the members regarded the RAF as a co-founded group of many members and not one either defined by or identified with two figureheads, apart from which, the dominant female of the group was actually Gudrun Ensslin (1940-1977).

Andreas Baader and Gudrun Ensslin in court, "Department store trial" (Galeria Kaufhof GmbH), Frankfurt am Main, FRG, 14 October 1968.

The early years of Gudrun Ensslin would have given little hint of how her life would unfold but at 16 comrade Stalin (1878-1953; Soviet leader 1924-1953) entered the Tiflis Theological Seminary to train as a Russian Orthodox priest at the Tiflis Theological Seminary so things can change.  In her youth, Fräulein Ensslin had been a scout leader and assisted her parish priest in work such as organizing Bible studies; her school reports all record her as a diligent, well-behaved student but according to her father (who, as a priest may have some bias), all that changed when “she became erotized” and discovered the charms of dating boys.  By 1967 she was engaged and had given birth to a son when she met Andreas Baader who had arrived in Berlin four years earlier to evade the attention of the Munich police force which had shadowed his dissolute life of petty crime, youth detention centres and prison.  He'd also gone "underground" to escape conscription and rapidly he and Ensslin became lovers; she abandoned her child and with some other discontented souls, the pair decided to escalate their fight against the system, their early attempts to undermine bourgeois capitalism involving fire-bombing the Galeria Kaufhof department stores they considered citadels of "consumerist materialism".  Later they would expand their activities to include kidnappings, bank robberies, bombings & murder and it was in 1968 the German journalist, Ulrike Meinhof, “joined the fight”, writing in the Konkret (published by her husband Klaus Rainer Röhl (1928–2021)):  “Protest is when I say it does not suit me.  Resistance is, when I make sure that what does not suit me, no longer happens.”  The German konkret can be translated as “concrete”, “specific” or “tangible”, depending on the context.  In the sense of Herr Röhl’s (who styled himself “K2R”) magazine, “Konkret” carried the connotation of “real” or “practical”, a nod to Marxist revolutionary principles which tended to discount abstract theoreticians or those who dreamed of utopias; the focus was on what should be done and what could be achieved.  Herr Röhl certainly had a practical understanding of German accounting law because Konkret provided him with a Porsche 911 as a company car.  Because the KPD (German Communist Party) was banned in the FRG (Federal Republic of Germany, the old West Germany, 1949-1990), Herr Röhl's membership was clandestine, as were the payments Konkret received from the GDR (German Democratic Republic, the old East Germany, 1949-1990) and Moscow although funds also came from the FRG.  It must have amused him that Moscow was, in effect, paying for his Porsche, villa and pleasant lifestyle while simultaneously Bonn was contributing to what might be its own overthrow.

Police inspecting the stolen Porsche 911S Targa, Frankfurt, June 1972.

Although a left wing revolutionary, Andreas Bernd Baader liked fast cars owned usually the class enemy and that he never held a drivers licence didn’t deter him from stealing or driving these status symbols of the system he planned to destroy.  His favorite cars by the early 1970s were the Porsche 911 and the BMW E9 coupé and one note in the police reports on him notes that he liked to have a tennis racquet on the passenger seat, the thinking apparently that it was such a middle-class symbol that just the sight of it would make him less suspicious to police.  At the time the Baader-Meinhof gang were active, his automotive taste clearly had been imposed on his fellow revolutionaries because “BMW” came to be understood as “Baader-Meinhof-Wagen” (ie Baader-Meinhof car), the vehicle of choice for the senior gang members whereas newcomers were permitted to drive nothing more elevated than an Audi 100.  Baader-Meinhof had its own class structure and the proletariat was relegated to FWD (front wheel drive), surely as demeaning a humiliation as any inflicted by the plutocracy.

The stolen Iso Rivolta IR300, Frankfurt, June 1972.

For someone trying to avoid the attention of the authorities, Porsches and the big BMW coupés may seem a curious choice given one could more inconspicuously move about in a beige VW Beetle but Baader also affected his style in other ways, his fondness for velvet trousers and designer sunglasses (a thing, even then) mentioned in police reports.  Nor was his taste restricted to German machinery because he also stole an Italian Iso Rivolta IR 300, another inadvisable choice for someone with habits which would have been better pursued with a low profile because of the 800-odd made between 1962-1970, only a reputed 50 were in the FRG when one fell into his (legal but unlawful) possession in 1972.  Apparently he was about to inspect the Rivolta (which he’d yet to drive since the theft) when he was arrested, emerging from the purple (aubergine in the Porsche color chart) Porsche 911S Targa which had been painted its original yellow when he’d stolen it some months earlier.  He and two fellow terrorists had made themselves quite an obvious target, sitting in the aubergine 911, parked facing the wrong way in a middle-class neighbourhood where nobody ever parks in an unapproved manner.  Pleased with the opportunity presented, a police marksman ensconced in a building across the street shot Baader in the thigh and the trio were arrested. Stashed in the Porsche and the garage in which sat the Iso were self-made hand grenades, a bomb in the form of a welded cash box, ammunition, detonators and cables.

Ulrike Meinhof (left) and the cover art for Marianne Faithfull’s album Broken English (1979, right).

Ulrike Meinhof came to public attention for her part in the operation which freed Baader from custody and the escape vehicle used was a silver-grey Alfa Romeo Giulia Sprint GT, a model in which he’d never expressed any interest but which he presumably came to hold in high regard.  Subsequently, for years, Meinhof, the Baader-Ensslin couple and the rest of the RAF left a bloody trail of attacks and bank robberies in their wake and, as a footnote, most of their prominent victims drove Mercedes-Benz, a coincidence of economic circumstances and market preferences.  The title track of Marianne Faithfull’s (1946-2025) album Broken English (1979) was inspired by the life and death of Ulrike Meinhof.

Broken English by Marianne Faithfull, Dave Genn, Matthew Good, Joe Mavety, Barry Reynolds, Terence Stannard & Stephen York.

Could have come through

Anytime

Cold lonely

Puritan

What are you

Fighting for?

It's not my

Security

 

It's just an old war

Not even a cold war

Don't say it in Russian

Don't say it in German

Say it in broken English

Say it in broken English

 

Lose your father

Your husband

Your mother

Your children

What are you

Dying for?

It's not my

Reality

 

It's just an old war

Not even a cold war

Don't say it in Russian

Don't say it in German

Say it in broken English

Say it in broken English

 

What are you fighting for?

What are you fighting for?

What are you fighting for?

What are you fighting for?

What are you fighting for?

What are you fighting for?

Factionalism

Factionalism is probably inherent to the nature of organizations and it really needs only for a structure to have two members for a faction to form.  Factions can be based on ideology, geography, theology, personalities (and factions have been formed purely as vehicles of hatred for another) or just about basis and the names they adopt can be designed to denigrate (redneck faction), operate euphemistically (centre-left (just right wingers who didn’t want to admit it)) or indicate a place on the spectrum (left vs right, liberal vs conservative et al).  They can also be modified by those wishing to demonize (lunar-right, hard-right, religious right etc).  The labelling can also be linguistically productive  In the UK during the 1980s, “the wets” was an epithet applied within the Conservative Party to those who opposed the government’s hard line policies, on the model of the slang “a bit wet” to describe those though effete or lacking resolve.  The wets responded by labelling their detractors “the dries” to which they responded with “warm and dry”, words with positive associations in a cold and damp country.  The names constantly evolve because fissiparousness is in the nature of organizations.

Of human nature

Cady's Map by Janis Ian.

The human race does seem inherently fissiparousness and wherever cultures have formed, history suggests divisions will form and folk will tend to coalesce (or be allocated or otherwise forced) into factions.  Usually, this is attributed to some defined or discernible difference (ethnicity, skin color, language, tribal affiliation, religion et al) but even among homogeneous groups, it's rare to identify one without sub-groups.  It does seem human nature and has long since become institutionalized and labelling theory practitioners can probably now build minor academic careers just by tracking the segregation as it evolves (boomers, gen-X, millennials etc).  The faction names of the cliques at North Shore High School (Mean Girls, Paramount Pictures 2004)) were Actual Human Beings, Anti-Plastics, The Art Freaks, Asexual Band Geeks, Asian Nerds, Burnouts, Cheerleaders, Cool Asians, Desperate Wannabes, Freshmen, Girls Who Eat Their Feelings, J.V. Cheerleaders, J.V. Jocks, Junior Plastics, Preps, ROTC Guys, Sexually Active Band Geeks, The Plastics, Unfriendly Black Hotties, Unnamed Girls Who Don't Eat Anything, and Varsity Jocks.  Given the way sensitivities have evolved, it’s predictable some of those names wouldn’t today be used; the factions' membership rosters would be much the same but some terms are now proscribed in this context, the threshold test for racism now its mere mention, racialism banished to places like epidemiological research papers tracking the distribution of morbidity. 

The factions of the Anglican Church

Fissiparousness is much associated with the modern Church of England, factions of which some time ago mostly abandoned any interest in God or the message of Christ for the more important matters of championing or decrying gay clergy, getting women into or keeping them out of the priesthood, and talking to or ignoring Rome.  Among those resistant to anything beyond the medieval, there's even an institutional forum, the Global Anglican Future Conference (GAFCON) which holds meetings at which there is much intrigue and plotting; it's sort of an anti-Lambeth Conference though the cucumber sandwiches are said to be much the same.  Under the stresses inherent in the late twentieth-century, fissiparousness saw the Anglicans coalesce into three factions, the low & lazy, the broad & hazy and the high & crazy.

Overlaps in the Anglican Church factions

The Low & Lazy

Like the high churchers, the low lot still believe in God but, their time not absorbed plotting and scheming or running campaigns to stamp out gay clergy and opposing the ordination of women, they actually have time to pray, which they do, often.  The evangelical types come from among the low and don’t approve of fancy rituals, Romish ways or anything smelling of popery.  Instead, they like services where there’s clapping, dancing and what sounds like country & western music with sermons telling them it’s Godly to buy things like big TVs and surf-skis.

The Broad & Hazy

The broad church is more a club than a church, something like the Tory Party at prayer.  The parishioners will choose the church they (occasionally) attend on the same basis as their golf club, driving miles if need be to find a congregation acceptably free of racial and cultural DEI (diversity, equity and inclusion).  They’re interested not at all in theology or anything too abstract so sermons need to be brief and sufficiently vague to please the bourgeoisie.  The broad church stands for most things in general and nothing in particular; finding most disputes in Anglicanism baffling, they just can't see what all the fuss is about.

The High & Crazy

The high church has clergy who love dressing up like the Spice Girls, burning incense and chanting the medieval liturgy in Latin.  They disapprove of about everything that’s happened since the 1662 edition of the Book of Common Prayer and believe there’d be less sin were there still burnings at the stake.  Most high church clergy wish Pius IX (1792–1878; pope 1846-1878) still sat on the throne of Saint Peter and some act as though he does.

Erwartangsborizont

Erwartangsborizont (pronounced eah-wah-tum-swar-eh-sont)

(1) In English use, as “horizon of expectations”, a term from literary theory to denote the criteria readers use to judge texts in any given period.

(2) The conceivable content of a literary work or text based on the context of the time of publication (German).

(3) In formal education, the specified performance required in an examination situation (German).

Circa 1944: German determinative compound using the nouns Erwartung (expectation) and Horizont (horizon) with the connecting element “s”.  In German use, in the context of formal education, while not exactly synonymous, (1) solution expectation, (2) solution proposal & (3) sample solution impart a similar meaning.  Erwartangsborizont is a masculine noun; the noun plural is Erwartungshorizonte.  In German, both the spelling of the word and the article preceding the word can change depending on whether it is in the nominative, accusative, genitive, or dative case, thus the declension (in grammar the categorization of nouns, pronouns, or adjectives according to the inflections they receive) is:

Erwartangsborizont: a word which rose with post-modernism.

Because of the way Google harvests data for their ngrams, they’re not literally a tracking of the use of a word in society but can be usefully indicative of certain trends, (although one is never quite sure which trend(s)), especially over decades.  As a record of actual aggregate use, ngrams are not wholly reliable because: (1) the sub-set of texts Google uses is slanted towards the scientific & academic and (2) the technical limitations imposed by the use of OCR (optical character recognition) when handling older texts of sometime dubious legibility (a process AI should improve).  Where numbers bounce around, this may reflect either: (1) peaks and troughs in use for some reason or (2) some quirk in the data harvested.

The German compound noun term Erwartangsborizont was popularized in the 1960s by Hans Robert Jauss (1921-1997) and he used it to denote the criteria which readers use to judge literary texts in any given period; he first fully explained the term in Literaturgeschichte als Provokation der Literaturwissenschaft (Literary History as a Challenge to Literary Theory (1967)).  Jauss was a German academic who worked in the field of Rezeptionsästhetik (reception theory) as well as medieval and modern French literature; Erwartangsborizont (his concept of “horizon of expectation”) was his most enduring contribution to literary theory and his pre-scholarly background could in itself be used as something of a case study in his readers’ “horizon of expectation”: During World War II (1939-1945), Jauss served in both the SS and Waffen-SS.

Hans Robert Jauß: Youth, War and Internment (2016) by Jens Westemeier (b 1966), pp 367, Konstanz University Press (ISBN-13: 978-3835390829).

The SS (ᛋᛋ in Armanen runes; Schutzstaffel (literally “protection squadron” but translated variously as “protection squad”, “security section" etc)) was formed (under different names) in 1923 as a Nazi party squad to provide security at public meetings (then often rowdy and violet affairs), later evolving into a personal bodyguard for Adolf Hitler (1889-1945; Führer (leader) and German head of government 1933-1945 & head of state 1934-1945).  The SS name was adopted in 1925 and during the Third Reich the institution evolved into a vast economic, industrial and military apparatus (more than two million strong), to the point where some historians (and contemporaries) regarded it as a kind of “state within a state”.  The Waffen-SS (armed SS (ie equipped with heavy weapons)) existed on a small scale as early as 1933 before Hitler’s agreement was secured to create a formation at divisional strength and growth was gradual even after the outbreak of hostilities in 1939 until the invasion of the Soviet Union in 1941 triggered an expansion into a multi-national armoured force with over 900,000 men under arms deployed in a variety of theatres.  As well as the SS’s role in the administration of the many concentration and extermination camps, the Waffen-SS in particular was widely implicated in war crimes and crimes against humanity.

His service in the SS and Waffen-SS included two winters spent on the Russian Front with all that implies but it wouldn’t be until 1995 the documents relating to his conduct in the occupied territories were published and historians used the papers to prove the persona he’d created during the post-war years had been constructed with obfuscation, lies and probably much dissembling.  Despite that, Jauss had been dead for almost two decades before an investigation revealed he’d falsified documents from the era as was probably implicated in war crimes committed by the SS & Waffen-SS on the Eastern Front.

Portrait of Martin Heidegger, oil on canvas by Michael Newton (b 1970).

Although the influence of philosopher Martin Heidegger (1889–1976) has attracted much comment because of his flirtation with the Nazis, the most significant intellectual impact on Jauss was the German philosopher Hans-Georg Gadamer (1900-2002) who, although he lived to an impressive 102, was precluded by ill heath from serving in the military in either of the world wars.  Gadamer's most notable contribution to philosophy was to build on Heidegger’s concept of “philosophical hermeneutics” (an embryonic collection of theories about the interpretation of certain texts) and these Gardamer expanded and developed in Wahrheit und Methode (Truth and Method (1960)).  The title was significant because Gadamer argued “truth” and “method” (as both were understood within the social sciences) were oppositional forces because what came to be called truth came to be dictated by whichever method of analysis was applied to a text: “Is there to be no knowledge in art? Does not the experience of art contain a claim to truth which is certainly different from that of science, but just as certainly is not inferior to it? And is not the task of aesthetics precisely to ground the fact that the experience of art is a mode of knowledge of a unique kind, certainly different from that sensory knowledge which provides science with the ultimate data from which it constructs the knowledge of nature, and certainly different from all moral rational knowledge, and indeed from all conceptual knowledge — but still knowledge, i.e., conveying truth?”

Portrait of Hans-Georg Gadamer, oil on canvas by Dora Mittenzwei (b 1955).

The aspect of what Heidegger and Gardamer built which most interested Jauss was what he came to call the “aesthetics of reception” a term which designates the shared set of assumptions which can be attributed to any given generation of readers and these criteria can be used to assist “in a trans-subjective way”, the formation of a judgment of a text.  The point was that over time (which, depending on circumstances, can mean over decades or overnight), for both individuals and societies, horizons of expectation change.  In other words, the judgment which at one time was an accepted orthodoxy may later come to be seem a quaint or inappropriate; the view of one generation does not of necessity become something definitive and unchanging.  Jauss explained this by saying: “A literary work is not an object which stands by itself and which offers the same face to each reader in each period.  It is not a monument which reveals its timeless essence in a monologue.”  He may or may not have been thinking about German society’s changing view of his military career (and his post-war representation of it was itself something of a literary work) but the point was that people reinterpret texts in the light of their own knowledge and experience (their “cultural environment”).

That set of processes he described as constructing a literary value measured according to “aesthetic distance”, the degree to which a work departs from the Erwartangsborizont (horizon of expectations) of earlier readers.  One reviewer summarized things by suggesting the horizon of expectations was “detectable through the textual strategies (genre, literary allusion, the nature of fiction and of poetical language) which confirm, modify, subvert or ironize the expectations of readers” while aesthetic distance becomes a measure of literary value, “creating creating a spectrum on one end of which lies 'culinary' (totally consumable) reading, and, on the other, works which have a radical effect on their readers.”.  In the arcane world of literary theory, more than one commentator described that contribution as: “helpful”.  Opinions may differ.

The term “horizon of expectations” obviously is related to the familiar concept of the “cultural context”, both concepts dealing with the ways in which texts are understood within a specific time, place, and cultural framework.  To academics in the field, they are not wholly synonymous but for general readers of texts they certainly appear so.  The elements of the models are the sets of norms, values, conventions, and assumptions that a particular audience brings to a text at a given moment in time and space, expectations shaped by cultural, historical, and literary contexts but in academia the focus specifically is on the audience's interpretive framework.  The processes are dynamic in that although what happens externally can contribute to determining how a work is received and understood by its audience, if a work conforms to or challenges these expectations, it influences its reception and the potential for the work to reshape those horizons; it’s not exactly symbiotic but certainly it’s interactive.

Cady's Map by Janis Ian.

A film is just another piece of text and what is variously acceptable, funny, confronting or shocking to one generation might be viewed entirely differently by those which follow.  The faction names of the cliques at North Shore High School (Mean Girls, Paramount Pictures 2004)) were Actual Human Beings, Anti-Plastics, The Art Freaks, Asexual Band Geeks, Asian Nerds, Burnouts, Cheerleaders, Cool Asians, Desperate Wannabes, Freshmen, Girls Who Eat Their Feelings, J.V. Cheerleaders, J.V. Jocks, Junior Plastics, Preps, ROTC Guys, Sexually Active Band Geeks, The Plastics, Unfriendly Black Hotties, Unnamed Girls Who Don't Eat Anything & Varsity Jocks and given the way sensitivities have evolved, it’s predictable some of those names wouldn’t today be used; the factions' membership rosters might be much the same but some terms are now proscribed in this context, the threshold test for racism now its mere mention, racialism banished to places like epidemiological research papers tracking the distribution of obesity, various morbidities and such. 

Simile, Metaphor & Analogy

Simile (pronounced sim-uh-lee)

(1) A figure of speech expressing the resemblance of one thing to another of a different category usually introduced by as or like.

(2) An instance of such a figure of speech or a use of words exemplifying it.

1393: From the Middle English simile, from the Latin simile (a like thing; a comparison, likeness, parallel), neuter of similis (like, resembling, of the same kind).  The antonym is dissimile and the plural similes or similia although the latter, the original Latin form, is now so rare its use would probably only confuse.  Apart from its use as a literary device, the word was one most familiar as the source of the “fax” machine, originally the telefacsimile and there was a “radio facsimile” service as early as the 1920s whereby images could be transmitted over long-distance using radio waves, the early adopters newspapers and the military.

The simile is figure of speech in which one thing is explicitly compared to another, usually using “like” or “as”; both things must be mentioned and the comparison directly stated.  For literary effect, the two things compared should be thought so different as to not usually appear in the same sentence and the comparison must directly be stated.  Dr Johnson (Samuel Johnson (1709-1784)) thought a simile “…to be perfect, must both illustrate and ennoble the subject." but many long ago became clichéd and far removed from nobility.

It went through me like an armor-piercing shell.
Slept like a log.
Storm in a tea cup.
Blind as a bat.
Dead as a dodo.
Deaf as a post.

Metaphor (pronounced met-uh-fawr)

(1) A figure of speech in which a term or phrase is applied to something to which it is not literally applicable in order to suggest a resemblance.

(2) Something used, or regarded as being used, to represent something else; emblem; symbol.

1525-1535:  From the Middle French métaphore & the (thirteenth century) Old French metafore from the Latin metaphora, from the Ancient Greek μεταφορά (metaphorá) (a transfer, especially of the sense of one word to a different word; literally "a carrying over”), from μεταφέρω (metaphérō) (I transfer; I apply; I carry over; change, alter; to use a word in a strange sense), the construct being μετά (metá) (with; across; after; over) + φέρω (phérō, pherein) (to carry, bear) from the primitive Indo-European root bher- (to carry; to bear children).  The plural was methaphoris.  In Antiquity, for a writer to be described in Greek as metaphorikos meant they were "apt at metaphors”, a skill highly regarded: “It is a great thing, indeed, to make a proper use of the poetical forms, as also of compounds and strange words. But the greatest thing by far is to be a master of metaphor. It is the one thing that cannot be learnt from others; and it is also a sign of genius, since a good metaphor implies an intuitive perception of the similarity in dissimilars" (Aristotle (384-322 BC), Poetics (circa 335 BC)).

The words metaphor, simile and analogy are often used interchangeably and, at the margins, there is a bit of overlap, a simile being a type of metaphor but the distinctions exist.  A metaphor is a figure of figure of speech by which a characteristic of one object is assigned to another, different but resembling it or analogous to it; comparison by transference of a descriptive word or phrase.  It’s important to note a metaphor is technically not an element or argument, merely a device to make a point more effective or better understood.  It’s the use of a word or phrase to refer to something other than its literal meaning, invoking an implicit similarity between the thing described and what is denoted by the word or phrase.  It has certain technical uses too such as the recycling or trashcan icons in the graphical user interfaces (GUI) on computer desktops (a metaphor in itself).  The most commonly used derivatives are metaphorically & metaphorical but in literary criticism and the weird world of deconstructionism, there’s the dead metaphor, the extended metaphor, the metaphorical extension, the mysterious conceptual metaphor and the odd references to metaphoricians and their metaphorization.  Within the discipline, the sub-field of categorization is metaphorology, the body of work of those who metaphorize.  

This royal throne of kings, this sceptred isle,
This earth of majesty, this seat of Mars,
This other Eden, demi-paradise,
This fortress built by Nature for herself
Against infection and the hand of war,
This happy breed of men, this little world,
This precious stone set in the silver sea,
Which serves it in the office of a wall
Or as a moat defensive to a house,
Against the envy of less happier lands,--
This blessed plot, this earth, this realm, this England.

William Shakespeare (1564-1616), Richard II (circa 1594), Act 2 scene 1.

Analogy (pronounced uh-nal-uh-jee)

(1) A similarity between like features of two things, on which a comparison may be based:

(2) A similarity or comparability.

(3) In biology, an analogous relationship; a relationship of resemblance or equivalence between two situations, people, or objects, especially when used as a basis for explanation or extrapolation.

(4) In linguistics, the process by which words or phrases are created or re-formed according to existing patterns in the language.

(5) In logic a form of reasoning in which one thing is inferred to be similar to another thing in a certain respect, on the basis of the known similarity between the things in other respects.

(6) In geometry, the proportion or the equality of ratios.

(7) In grammar, the correspondence of a word or phrase with the genius of a language, as learned from the manner in which its words and phrases are ordinarily formed; similarity of derivative or inflectional processes.

1530-1540: From the Old French analogie, from the Latin analogia, from the Ancient Greek ἀναλογία (analogía), (ratio or proportion) the construct being ἀνά (aná) (upon; according to) + λόγος (logos) (ratio; word; speech, reckoning), from the primitive Indo-European root leg- (to collect, to gather (with derivatives meaning “to speak; to pick out words”).  It was originally a term from mathematics given a wider sense by Plato who extended it to logic (which became essentially “an argument from the similarity of things in some ways inferring their similarity in others”.  The meaning “partial agreement, likeness or proportion between things” fates from the 1540s and by the 1580s was common in mathematics; by the early seventeenth century it was in general English use.  The plural is analogies and the derived forms include the adjective analogical and the verbs analogize & analogized.  In critical discourse there’s the “false analogy” and the rare disanalogy.

An analogy is a comparison in which an idea or a thing is compared to another thing that is quite different from it, aiming to explain the idea or thing by comparing it to something that is familiar.  Further to confuse, metaphors and similes are tools used to draw an analogy so an analogy can be more extensive and elaborate than either a simile or a metaphor.

The day is done, and the darkness

Falls from the wings of Night,

As a feather is wafted downward

From an eagle in his flight.

Henry Wadsworth Longfellow (1807-1882), The Day Is Done (1844).

“They crowded very close about him, with their hands always on him in a careful, caressing grip, as though all the while feeling him to make sure he was there. It was like men handling a fish which is still alive and may jump back into the water.”

George Orwell (1903-1950), A Hanging (1931).

The Mean Girls mall scene, at the water hole in the jungle clearing where the “animals gather when on heat”.

Similes, metaphors & analogies are used frequently as devices in fiction including in Paramount Production’s Mean Girls (2004) and the similes were quite brutish including “You smell like a baby prostitute”; “She's like a Martian”; & “Your face smells like peppermint”.  The metaphors were obvious (this was a teen comedy) but worked well.  The “Plastics” implied the notion of things artificial, superficial, and shiny on the outside but hollow inside while “Social Suicide” would to the audience have been more familiar still.  The idea of the “Queen Bee” (a metaphorical position of one individual as the centre of the hive (school) around which all dynamics and activities revolve) was one of several zoological references.  The idea of it being “…like a jungle in here” was a variation of the familiar metaphorical device of comparing modern urban environments (the “concrete jungle” the best known) with a jungle and in Mean Girls stylized depictions of wild animals do appear, the school’s mascot a lion, a link to the protagonist having come from the African savanna.  There was also the use of a malapropism in the analogy “It's like I have ESPN or something”, the novelty being it used an incorrect abbreviation rather than a word.  The Mean Girls script is not the place to search for literary subtleties.

Of Pluto

The New Zealand physicist Lord Rutherford (1871-1937), who first split the atom (1932), explained its structure by drawing an analogy with our solar system.  Rutherford always regarded physics as the “only true, pure science” while other disciplines were just expressions of the properties or applications of the theories of physics.  In 1908, he was awarded the Nobel Prize in Chemistry “…for his investigations into the disintegration of the elements, and the chemistry of radioactive substances.”  It was said he was amused by the joke.

This image includes Pluto as a planet.  Historically, the Galileian satellites of Jupiter were initially called satellite planets but were later reclassified along with the Moon.  The first observed asteroids were also considered planets, but were reclassified when became apparent how many there were, crossing each other's orbits, in a zone where only a single planet had been expected.   Pluto was found where an outer planet had been expected but doubts were soon raised about its status because (1) it was found to cross Neptune's orbit and (2) was much smaller than had been the expectation.  The debate about the status of Pluto went on for decades after its discovery in 1930 and the pro-planet faction may have become complacent, thinking that because Pluto had always been a planet, it would forever be thus but, after seventy-six years in the textbooks as a planet, the International Astronomical Union (IAU) in 2006 voted to re-classify Pluto as a dwarf planet on the basis that the icy orb failed to meet a set of criteria which the IAU claimed had for decades been accepted science.

To be a planet, the IAU noted, the body must (1) orbit a star, (2) be sufficiently massive to it pull itself into a sphere under its own gravity and (3), “clear its neighbourhood” of debris and other celestial bodies, proving it has gravitational dominance (cosmic hegemony in its sphere of influence by political analogy) in its little bit of the solar system.  Pluto fails the third test.  Because it orbits in the Kuiper Belt (a massive ring of asteroids and planetoids that stretches beyond the orbit of Neptune), Pluto is surrounded by thousands of other celestial bodies and chunks of debris, each exerting its own gravity.  Pluto is thus not the gravitationally dominant object in its neighborhood and therefore, not a planet and but a dwarf (a sort of better class of asteroid).  The IAU’s action had been prompted by the discovery in the Kuiper Belt of a body larger than Pluto yet still not meeting the criteria for planethood.  Feeling the need to draw a line in the sky, the IAU dumped Pluto.

However #plutoisaplanet is a thing and Pluto’s supporters have a website, arguing that while it’s universally accepted a planet should be spherical and orbit the Sun, the “clearing the neighbourhood” rule is arbitrary, having appeared only in a single paper published in 1801.  The history is certainly muddied, Galileo having described the moons of Jupiter as planets and there are plenty of other more recent precedents to suggest the definitional consensus has bounced around a bit and there are even extremists really to accept the implications of loosening the rules such as the moons of Earth, Jupiter and Saturn becoming planets.  Most however just want Pluto restored.

The most compelling argument however is that the IAU are a bunch of humorless cosmological clerks, something like the Vogons (“…not actually evil, but bad-tempered, bureaucratic, officious and callous.”) in Douglas Adams' (1952–2001) Hitchhiker's Guide to the Galaxy (1979-1992) and that Pluto should be restored to planethood because of the romance of the tale.  Although lacking the lovely rings of Saturn (a feature shared on a smaller scale by Jupiter, Uranus & Neptune), Pluto is the most charming of all because it’s so far away; desolate, lonely and cold, it's the solar system’s emo.  If for no other reason, it should be a planet in tribute to the scientists who, for decades during the late nineteenth and early twentieth centuries, calculated possible positions and hunted for the elusive orb.  In an example of Donald Rumsfeld's (1932–2021; US secretary of defense 1975-1977 & 2001-2006) “unknown knowns”, the proof was actually obtained as early as 1915 but it wasn’t until 1930 that was realized.  In an indication of just how far away Pluto lies, since the 1840s when equations based on Newtonian mechanics were first used to predict the position of the then “undiscovered” planet, it has yet to complete even one orbit of the Sun, one Plutonian year being 247.68 years long.

Rationale

Rationale (pronounced rash-uh-nal)

(1) The fundamental reason or reasons serving to account for something.

(2) A statement of reasons.

(3) A reasoned exposition of principles, especially one defining the fundamental reasons for a course of action or belief; a justification for action.

(4) A liturgical vestment worn by some Christian bishops of various denominations (now rare), the origin of which is the breastplate worn by Israelite high priests (a translation of λογεῖον (logeîon) or λόγιον (logion) (oracle) in the Septuagint version of Exodus 28)).  The French spelling (rational) of the Latin ratiōnāle was used in Biblical translations.

(5) In engineering, a design rationale is the explicit documentation of the reasons behind decisions made when designing a system; it was once used of what now would be described as a set of parameters.

1650-1660: From the Late Latin ratiōnāle (exposition of principles), nominative singular neuter of ratiōnālis (rational, of reason).  After some early inventiveness, the modern sense "fundamental reason, the rational basis or motive of anything" became standardised during the (1680s).  In the nature of such things, many rationales are constructed ex post facto.  Rationale is a noun; the noun plural is rationales or rationalia.

Prince Metternich & Dr Rudd: illustrating rationale & rational

Portrait of Prince Metternich (1822), miniature on card by Friedrich Lieder (1780-1859).

Rationale and rational are sometimes confused.  A rationale is a process variously of explanation, reason or justification of something that need not be at all rational (although many fashioned ex post facto are re-formulated thus).  To be rational, something must make sense and be capable of being understood by the orthodox, accepted methods of the time.  That something may subsequently be shown to be irrational does not mean it did not at some time appear rational; one can construct a rationale for even something irrational.  To construct a post-Napoleonic Europe, Prince Metternich (Prince Klemens of Metternich-Winneburg zu Beilstein (1773–1859); foreign minister of the Austrian Empire 1809-1848 & chancellor 1821-1848) built a rationale for the Congress of Vienna (1814-1815) that was well understood.  It was vision of a Europe, divided between the great powers, in which was maintained a perpetual balance of power which would ensure peace.  That in the two centuries since, the Congress has attached much criticism, largely for imposing a stultifying air of reaction on the continent, does not render the structure irrational nor detract from Metternich’s rationale.  Some historians have come to regard the congress more fondly and while it’s not true the consequence was a century of peace in Europe, it created a framework which meant a good number of decades in that time were notably less blood-soaked than what came before and certainly what followed.

Dr Rudd at the ceremony to be conferred DPhil, University of Oxford, September, 2022.

By 2009, Kevin Rudd ((b 1957); Prime Minister of Australia 2007-2010 & June-September 2013), having realised being prime-minister was a squandering of intellectual talent, embarked on a re-design of relationships in the Asia-Pacific, structured in a way to suit what was self-evidently obvious: he should assume regional leadership.  These things do happen when folk get carried away.  Not discouraged by the restrained enthusiasm for his good idea, Mr Rudd penned one of his wordy rationales which, to him, must have sounded rational but less impressed was just about everybody else in the region including his own cabinet and it’s difficult to recall any hint of interest from other countries.  Mr Rudd quibbled a bit, claiming his use of the word community was just diplomatic shorthand and he wasn’t suggesting anything like what the EU ever was or had become but just better way of discussing problems.  Anyway, it for a while gave him a chance to use phrases like “ongoing and continuing discussions” and “regional and sub-regional architecture” so there was that.  By 2010 the idea had been allowed quietly to die and he had more pressing problems.

Attaining the premiership was Rudd’s mistake.  Had he never achieved to position he’d probably be spoken of as “the best prime-minister Australia never had” but instead he’s among those (and of late there have been a few) remembered as the Roman historian Tacitus (circa 56–circa 120) in the first volume of his Histories (circa 100) wrote of Galba (3 BC–AD 69; Roman Emperor 68-69): "...omnium consensu capax imperii nisi imperasset" (everyone would have agreed he was qualified for governing if he had not held the office).  His background was as a senior public servant who provided advice to others so they could make decisions and he enjoyed a solid career which was clearly well-suited to his skills.  Unfortunately, when occupying the highest political office in the land, he proved indecisive and too often inclined to refer to committees matters which he should have insisted came to cabinet with the necessary documents.  His other character flaw was he seemed unable to understand there was a difference between “leadership” and “command”, unable to realise there was a difference between the structured hierarchy of the public service and the swirling clatter of politics.  His career in The Lodge (the prime-minister’s official residence in Canberra) can be recalled as the Italian historian and politician Francesco Guicciardini (1483–1540) noted of Pope Clement VII (1478–1534; pope 1523-1534): “…knowledgeable and effective as a  subordinate, he fell victim when in charged to timidity, perplexity and habitual irresolution.”  With that, the Italian writer Piero Vettori (1499–1585) concurred, writing: “From a great and renowned cardinal, he was transformed into a little and despised pope”, a sentiment familiar in the phrase repeated in militaries around the world (outstanding major; average colonel; lousy general) to describe that truism in organizational behaviour: “Everyone gets promoted to their own level of incompetence”.

That aphorism was from The Peter Principle (1970), written by Raymond Hull (1919–1985) and based on the research of Laurence Peter (1919–1990), the idea being someone who proves successful in one role will be promoted and if competent there, they will be promoted again.  However, should they fail, within the hierarchy, that is the point of their incompetence, the implication being that the tendency is, as time passes, more and more positions within a corporation will be filled by the incompetent.  The exceptions of course are (1) those competent souls who for whatever reason decline promotion and (2) the habitually successful who will in theory continue to be promoted until they reach the top and, if they prove competent there, this results in the paradox of the typical corporation being run by someone competent but staffed substantially by the incompetent.  In politics, reaching the top means becoming prime-minister, president or some similar office and as Winston Churchill (1875-1965; UK prime-minister 1940-1945 & 1951-1955) described it: "...if he trips he must be sustained. If he makes mistakes they must be covered. If he sleeps he must not wantonly be disturbed. If he is no good he must be poleaxed.  In one of the more amusing recent episodes in politics, the Australian Labor Party (ALP) decided Dr Rudd had been promoted to the relevant point and poleaxed him, a back-stabbing which remains one of the best organized and executed seen in years.  Subsequently, the party concluded his replacement was even more of a dud and restored Dr Rudd to the job, a second coming which lasted but a few months but that was long enough for him to revenge himself upon the hatchet men responsible for his downfall so there was that.       

Still, after his political career (which can be thought a success because he did did reach the top of the “greasy pole” and the delivered the ALP a handsome election victory although their gratitude was short-lived (a general tendency in democracies noted (sometimes gleefully) by many political scientists)) he has been busy, even if the secretary-generalship of the United Nations (UN) (an office which is an irresistible lure for a certain type) proved elusive.  Recently he became Dr Rudd, awarded Doctorate of Philosophy (DPhil) by the University of Oxford.  His 420 page thesis, written over four years, explores the world view of Xi Jinping (b 1953; general secretary of the Chinese Communist Party (CCP) and paramount leader of the People's Republic of China (PRC) since 2013) and the relationship of his ideology to both the direction taken by the CCP and the links with the thoughts (and their consequences) of Chairman Mao (Mao Zedong 1893–1976; chairman of the Chinese Communist Party (CCP) 1949-1976).

Dr Rudd says his thesis argues “…there has been a significant change in China’s ideological worldview under Xi Jinping compared with previous ideological orthodoxies under Deng Xiaoping, Jiang Zemin and Hu Jintao [and summarises] Xi’s worldview as a new form of ‘Marxist-Leninist Nationalism’”.  Dr Rudd says he preferred “Marxist Nationalism” because “the term contains within it three core propositions”: (1) “Xi’s Leninism has taken both the party and Chinese politics in general to the left” (and he defines “left” for these purposes as “…the reassertion of the power of the party over all public policy as well as elevating the position of the individual leader against the rest of collective leadership”), (2) “Xi’s notion of Marxism has similarly taken the centre of gravity of Chinese economic thought to the left” ("left" in this aspect defined as “…a new priority for party-state intervention in the economy, state-owned enterprises over the private sector and a new ideology of greater income equality”) and (3) “Xi has also taken Chinese nationalism to the right (“right” here meaning “a new assertion of Chinese national power as reflected in a new array of nationalist ‘banner terms’ that are now used in the party’s wider ideological discourse.”)  Dr Rudd views these three forces as “…part of a wider reification of the overall role of ideology under Xi Jinping. This has been seen in the fresh application of Marxist Leninist concepts of dialectical materialism, historical materialism, the primary stage of socialism, contradiction and struggle across the range of China’s current domestic and international challenges. The role of nationalism has also been enhanced within Xi’s new ideological framework. This hybrid form of Marxist Nationalist ideology is also being increasingly codified within the unfolding canon of Xi Jinping thought.” 

“Finally, the thesis argues there is a high degree of correlation between these ideological changes on the one hand and changes in the real world of Chinese politics, economic policy and a more assertive foreign policy on the other - including a different approach to Chinese multilateral policy as observed by diplomatic practitioners at the UN in New York.  The thesis concludes these changes in Xi Jinping’s ideological worldview and its impact on Chinese politics and public policy is best explained by a theoretical framework that integrates Authoritarian Resilience Theory, the realist and constructivist insights of the English School of International Relations Theory, and Foreign Policy Analysis.”  Clearly, Dr Rudd thinks the CCP has come a long way since comrade Stalin (1878-1953; Soviet leader 1924-1953) casually dismissed Maoist theory as “ideologically primitive”.

Since March 2023, Dr Rudd has served as Australian Ambassador to the United States, the announcement of the appointment attracting some speculation there may be a secret protocol to the contract, providing for him to report to the prime-minister rather than the foreign minister.  It was mischievous speculation and there has been little but praise for the solid work he has been doing in the Washington embassy.  Dr Rudd’s role attracted headlines in March 2022 when a interview with Donald Trump (b 1946; US president 2017-2021) was broadcast in which the former president was acquainted (apparently for the first time) with some uncomplimentary assessments Dr Rudd had made of him including describing him “the most destructive president in history” and “a traitor to the West”.

Having doubtless heard and ignored worse over the years, Mr Trump seemed little concerned but did respond in his usual style, observing he didn’t know much about Dr Rudd except he’d heard he was “a little bit nasty” and “not the brightest bulb”, adding “he’d not be there long” if hostile to a second Trump presidency.  Trumpologists analysing these thoughts suggested the mildness of the reaction indicated the matter was unlikely to be pursued were he to return to the Oval Office, noting his habit of tending to ignore or forget about anything except actual threats to his immediate self-interest.  After taking office in 2017, when asked if he would pursue the legal action he’d during the campaign threatened against Bill (b 1946; US president 1993-2001) & crooked Hillary Clinton (b 1947; US secretary of state 2009-2013) (mostly on the basis of crooked Hillary’s crooked crookedness), he quickly brushed it off saying: “No, they’re good people” and moving on.  It’s thought Dr Rudd won't end up in the diplomatic deep-freeze, the most severe version of which is for a host nation to declare a diplomat "persona non grata" (the construct being the Latin persōna (person) + nōn (not) + grāta (from grātus (acceptable)), the consequence of which is an expulsion from the territory and the worst fate he may suffer is not receiving an invitation to a round of golf (something unlikely much to upset him).  Others however should be worried, in a second Trump White House, there will be vengeance.

Like "diplomatic toothache" and "null & void", the phrase "persona non gratia" has become part of general language, the utility being in few words describing what would otherwise take many more.  Impressionistically, it would seem "troubled starlets" are more than most declared "persona non gratia".