Showing posts sorted by date for query Portrait. Sort by relevance Show all posts
Showing posts sorted by date for query Portrait. Sort by relevance Show all posts

Saturday, January 3, 2026

Defiant

Defiant (pronounced dih-fahy-uhnt)

Characterized by defiance or a willingness to defy; boldly resistant or challenging.

1830s: From the French défiant, from the Old French, present participle of the verb défier (to challenge, defy, provoke), the construct thus def(y) + “i” + -ant.  Defy dates from the mid thirteenth century and was from the Middle English defien, from the Old French desfier, from the Vulgar Latin disfidare (renounce one's faith), the construct being dis- (away) + fidus (faithful).  The construct in French was thus des- (in the sense of negation) + fier (to trust), (from the Vulgar Latin fīdāre, from the Classical Latin fīdere (fidelity),  In the fourteenth century, the meaning shifted from “be disloyal” to “challenge”.  The suffix –ant was from the Middle English –ant & -aunt, partly from the Old French -ant, from Latin -āns; and partly (in adjectival derivations) a continuation of the use of the Middle English -ant, a variant of -and, -end, from the Old English -ende ( the present participle ending).  Extensively used in the sciences (especially medicine and pathology), the agent noun was derived from verb.  It was used to create adjectives (1) corresponding to a noun in -ance, having the sense of "exhibiting (the condition or process described by the noun)" and (2) derived from a verb, having the senses of: (2a) "doing (the verbal action)", and/or (2b) "prone/tending to do (the verbal action)".  In English, many of the words to which –ant was appended were not coined in English but borrowed from the Old French, Middle French or Modern French.  The negative adjectival forms are non-defiant & undefiant although there is a kind of middle ground described by quasi-defiant, semi-defiant & half-defiant, the latter three sometimes used in military conflicts where, for whatever reason, it’s been necessary (or at least desirable) for a force to offer a “token resistance” prior to an inevitable defeat.  The adjective over-defiant refers to a resistance or recalcitrance, the extent or duration of which is not justified by the circumstances; in such cases the comparative is “more defiant” and the superlative “most defiant”.  Defiant is a noun & adjective, defiantness is a noun and defiantly is an adverb; the noun plural is defiants.

Defiance in politics: use with caution

The commonly used synonyms include rebellious, direful, truculent, insolent, rebellious, recalcitrant, refractory, contumacious & insubordinate but in diplomacy, such words must be chosen with care because what is one context may be a compliment, in another it may be a slight.  This was in 1993 discovered by Paul Keating (b 1944; Prime Minister of Australia 1991-1996) who labelled Dr Mahathir bin Mohamad (b 1925; prime minister of Malaysia 1981-2003 & 2018-2020) one of the “recalcitrant” when the latter declined to attend a summit meeting of the Asia-Pacific Economic Cooperation (APEC).  For historic reasons, Dr Mahathir was sensitive to the memories of the imperialist oppressors telling colonized people what to do and interpreted Mr Keating’s phrase as a suggestion he should be more obedient (the most commonly used antonym of defiant, the others including obedient & submissive).  Things could quickly have been resolved (Dr Mahathir of the “forgive but not forget” school of IR (international relations)) but, unfortunately, Mr Keating was brought up in the gut-wrenching “never apologize” tradition of the right-wing of the New South Wales (NSW) Labor Party so what could have been handled as a clumsy linguistic gaffe was allowed to drag on.

Circa 1933 Chinese propaganda poster featuring a portrait of Generalissimo Chiang Kai-shek (Chiang Chung-cheng).  Set in an oval frame below flags alongside stylized Chinese lettering, the generalissimo is depicted wearing his ceremonial full-dress uniform with decorations.

The admission an opponent is being “defiant” must also sometimes be left unsaid.  Ever since Generalissimo Chiang Kai-shek (1887-1975; leader of the Republic of China (mainland) 1928-1949 & the renegade province of Taiwan 1949-1975) in 1949 fled mainland China, settling on and assuming control of the island of Taiwan, the status of the place has been contested, most dramatically in the incidents which flare up occasionally in the in the straits between the island and the mainland, remembered as the First (1954–1955), Second (1958) and Third (1995-1996) Taiwan Strait Crises which, although sometimes in retrospect treated as sabre rattling or what Hun Sen (b 1952; prime minister (in one form or another) 1985-2023) might have called “the boys letting off steam”, were at the time serious incidents, each with the potential to escalate into something worse.  Strategically, the first two crises were interesting studies in Cold War politics, the two sides at one stage exchanging information about when and where their shelling would be aimed, permitting troops to be withdrawn from the relevant areas on the day.  Better to facilitate administrative arrangements, each side’s shelling took place on alternate days, satisfying honor on both sides.  The other landmark incident was China’s seat at the United Nations (UN), held by the Republic of China (ROC) (Taiwan) between 1945-1971 and the People’s Republic of China (PRC) (the mainland) since.

Jiefang Taiwan, xiaomie Jiangzei canyu (Liberate Taiwan, and wipe out the remnants of the bandit Chiang) by Yang Keyang (楊可楊) and Zhao Yannian (趙延年). 

A 1954 PRC propaganda poster printed as part of anti-Taiwan campaign during first Taiwan Strait Crisis (1954-1955), Generalissimo Chiang Kai-shek depicted as a scarecrow erected on Taiwan by the US government and military. Note the color of the generalissimo’s cracked and disfigured head (tied to a pole) and the similarity to the color of the American also shown.  The artists have included some of the accoutrements often associated with Chiang’s uniforms: white gloves, boots and a ceremonial sword.  The relationship between Chiang and the leaders of PRC who defeated his army, Chairman Mao (Mao Zedong. 1893–1976; paramount leader of PRC 1949-1976) and Zhou Enlai (1898–1976; PRC premier 1949-1976) was interesting.  Even after decades of defiance in his renegade province, Mao and Zhou still referred to him, apparently genuinely, as “our friend”, an expression which surprised both Richard Nixon (1913-1994; US president 1969-1974) and Henry Kissinger (b 1923; US national security advisor 1969-1973 & secretary of state 1973-1977) who met the chairman and premier during their historic mission to Peking in 1972.

A toast: Comrade Chairman Mao Zedong (left) and  Generalissimo Chiang Kai-shek (right), celebrating the Japanese surrender, Chongqing, China, September 1945.  After this visit, they would never meet again.

Most people, apparently even within the PRC, casually refer to the place as “Taiwan” but state and non-governmental entities, anxious not to upset Beijing, use a variety of terms including “Chinese Taipei” (the International Olympic Committee (IOC) and the Fédération Internationale de Football Association (FIFA, the International Federation of Association Football) & its continental confederations (AFC, CAF, CONCACAF, CONMEBOL, OFC and UEFA)), “Taiwan District” (the World Bank) and “Taiwan Province of China (the International Monetary Fund (IMF)).  Taiwan’s government uses an almost declarative “Republic of China” which is the name adopted for China after the fall of the Qing dynasty and used between 1912-1949 and even “Chinese Taipai” isn’t without controversy, “Taipei” being the Taiwanese spelling whereas Beijing prefers “Taibei,” the spelling used in the mainland’s Pinyin system.  There have been variations on those themes and there’s also the mysterious “Formosa”, use of which persisted in the English-speaking world well into the twentieth century, despite the Republic of Formosa existing on the island of Taiwan for only a few months in 1895.  The origin of the name Formosa lies in the island in 1542 being named Ilha Formosa (beautiful island) by Portuguese sailors who had noticed it didn’t appear on their charts.  From there, most admiralties in Europe and the English-speaking world updated their charts, use of Formosa not fading until the 1970s.

All that history is well-known, if sometimes subject to differing interpretations but some mystery surrounds the term “renegade province”, used in recent years with such frequency that a general perception seems to have formed that it’s Beijing’s official (or at least preferred) description of the recalcitrant island.  That it’s certainly not but in both the popular-press and specialist journals, the phrase “renegade province” is habitually used to describe Beijing’s views of Taiwan.  Given that Beijing actually calls Taiwan the “Taiwan Province” (sometimes styled as “Taiwan District” but there seems no substantive difference in meaning) and has explicitly maintained it reserves the right to reclaim the territory (by use of military invasion if need be), it’s certainly not unreasonable to assume that does reflect the politburo's view but within the PRC, “renegade province” is so rare (in Chinese or English) as to be effectively non-existent, the reason said to be that rather than a renegade, the island is thought of as a province pretending to be independent; delusional rather than defiant.  Researchers have looked into the matter when the phrase “renegade province” was first used in English when describing Taiwan.  There may be older or more obscure material which isn’t indexed or hasn’t been digitized but of that which can be searched, the first reference appears to be in a US literary journal from 1973 (which, it later transpired, received secret funding from the US Central Intelligence Agency (CIA)).  It took a while to catch on but, appearing first in the New York Times in 1982, became a favorite during the administration of Ronald Reagan (1911-2004; US president 1981-1989) and has been part of the standard language of commentary since.  Diplomats, aware of Beijing's views on the matter, tend to avoid the phrase, maintaining the “delusional rather than defiant” line.

Picture of defiance: Official State Portrait of Vladimir Putin (2002), oil on canvas by Igor Babailov (b 1965).

The idea of a territory being a “renegade province” can be of great political, psychological (and ultimately military) significance.  The core justification used by Mr Putin (Vladimir Vladimirovich Putin; b 1952; president or prime minister of Russia since 1999) when explaining why his “special military operation” against Ukraine in 2022 was not an “invasion” or “war of aggression” (he probably concedes it may be a “state of armed conflict”) was that he denied Ukraine was a sovereign, independent state and that Volodymyr Zelenskyy (b 1978, president of Ukraine since 2019) was not a legitimate president.  In other words, Ukraine is merely a region of the modern Russia in something of the way it was once one of the 15 constituent SSRs (Soviet Socialist Republic) of the Soviet Union.  Although the Kremlin doesn’t use the phrase, in Mr Putin’s world view, Ukraine is a renegade province and he likely believes that applies also to the Baltic States (Latvia, Lithuania & Estonia) and possibly other former SSRs.  Lake many, the CCP is watching events in Ukraine with great interest and, as recent “exercises” seem to suggest the People’s Liberation Army (PLA) have sufficiently honed their techniques to execute either a blockade (which would be an “act of war”) or a “quarantine” (which would not), the attention of Western analysts is now focused on the hardly secret training being undertaken to perfect what’s needed for the triphibious operations demanded by a full-scale invasion.  The US think-tanks which think much about this possibility have suggested “some time” in 2027 as the likely point at which the military high command would assure the CCP’s central committee such a thing is possible.  What will happen will then depend upon (1) the state of things in the PRC and (2) the CCP’s assessment of how the long-term “strategic ambiguity” of Washington would manifest were an attempt made to finish the “unfinished business” of 1949.

Lindsay Lohan, who has lived a life of defiance.

The objectification of women’s body parts has of course been a theme in Western culture since at least Antiquity but rarely can as much attention been devoted to a single fingernail as the one photographed on Lindsay Lohan’s hand in July 2010 (during her “troubled starlet” phase).  The text printed on the fingernail was sufficiently explicit not to need a academic deconstruction of its alleged meaning, given image was taken when she sitting in court listening to a judge sentence her for one of her many transgressions; the consensus was the text was there to send a “defiant message” the internet’s collective conclusion (which wasn’t restricted to entertainment and celebrity sites) presumably reinforced by the nail being on the middle finger.  Ms Lohan admitted to fining this perplexing, tweeting on X (then known as Twitter) it was merely a manicure and had “…nothing to do w/court, it's an airbrush design from a stencil.  So, rather than digital defiance, it was fashion.  Attributing a motif of defiance to Ms Lohan wasn’t unusual during “troubled starlet” phase, one site assessing a chronological montage of her famous mug shots before concluding with each successive shot, “Lindsay's face becomes more defiant — a young woman hardening herself against a world that had turned her into a punch-line”.

The Bolton-Paul Defiant (1939-1943)

The Parthian shot was a military tactic, used by mounted cavalry and made famous by the Parthians, an ancient people of the Persian lands (the modern-day Islamic Republic of Iran since 1979).  While in real or feigned retreat on horseback, the Parthian archers would, in full gallop, turn their bodies backward to shoot at the pursuing enemy.  This demanded both fine equestrian skills (a soldier’ hands occupied by his bows & arrows) and great confidence in one's mount, something gained only by time spent between man & beast.  To make the achievement more admirable still, the Parthians used neither stirrups nor spurs, relying solely on pressure from their legs to guide and control their galloping mounts and, with varying degrees of success, the tactic was adopted by many mounted military formations of the era including the Scythians, Huns, Turks, Magyars, and Mongols.  The Parthian Empire existed between 247 BC–224 AD.  The Royal Air Force (RAF) tried a variation of the Parthian shot with Bolton-Paul Defiant, a single-engined fighter and Battle of Britain contemporary of the better remembered Spitfire and Hurricane.  Uniquely, the Defiant had no forward-firing armaments, all its firepower being concentrated in four .303 machine guns in a turret behind the pilot.  The theory behind the design dates from the 1930s when the latest multi-engined monoplane bombers were much faster than contemporary single-engined biplane fighters then in service. The RAF considered its new generation of heavily-armed bombers would be able to penetrate enemy airspace and defend themselves without a fighter escort and this of course implied enemy bombers would similarly be able to penetrate British airspace with some degree of impunity.

Bolton-Paul Defiant.

By 1935, the concept of a turret-armed fighter emerged.  The RAF anticipated having to defend the British Isles against massed formations of unescorted enemy bombers and, in theory, turret-armed fighters would be able approach formations from below or from the side and coordinate their fire.  In design terms, it was a return to what often was done early in the World War I, though that had been technologically deterministic, it being then quite an engineering challenge to produce reliable and safe (in the sense of not damaging the craft's own propeller) forward-firing guns.  Deployed not as intended, but as a fighter used against escorted bombers, the Defiant enjoyed considerable early success, essentially because at attack-range, it appeared to be a Hurricane and the German fighter pilots were of course tempted attack from above and behind, the classic hunter's tactic.  They were course met by the the Defiant's formidable battery.  However, the Luftwaffe learned quickly, unlike the RAF which for too long persisted with their pre-war formations which were neat and precise but also excellent targets.  Soon the vulnerability of the Defiant resulted in losses so heavy its deployment was unsustainable and it was withdrawn from front-line combat.  It did though subsequently proved a useful stop-gap as a night-fighter and provided the RAF with an effective means of combating night bombing until aircraft designed for the purpose entered service.

The Trump class "battleships"

In a surprise announcement, the Pentagon announced the impending construction of a “new battleship class” the first of the line (USS Defiant) to be the US Navy’s “largest surface combatant built since World War II [1939-1945]”.  The initial plans call for a pair to be launched with a long-term goal of as many as two dozen with construction to begin in 2030.  Intriguingly, Donald Trump (b 1946; US president 2017-2021 and since 2025) revealed that while the Department of Defense’s (it’s also now the Department of War) naval architects would “lead the design”, he personally would be involved “…because I’m a very aesthetic person.  That may sound a strange imperative when designing something as starkly functional as a warship but in navies everywhere there’s a long tradition of “the beautiful ship” and the design language still in use, although much modified, is recognizably what it was more than a century earlier.  The Secretary of the Navy certainly stayed on-message, announcing the USS Defiant would be “…the largest, deadliest and most versatile and best-looking warship anywhere on the world’s oceans”, adding that components for the project would “be made in every state.”  It won't however be the widest because quirk of ship design in the US Navy is that warships tend to be limited to a beam (width) of around 33 metres (108 feet) because that’s the limit for vessels able to pass through the Panama Canal.

Depiction of Trump class USS Defiant issued by the US Navy, December, 2025.

By comparison with the existing surface fleet the 35,000 ton Defiant will be impressively large although, by historic standards, the largest (non-carrier) surface combatants now in service are of modest dimensions and displacement.  The largest now afloat are the 15,000-ton Zumwalt class destroyers (which really seem to be cruisers) while the 10,000 ton Ticonderoga class cruisers (which really are destroyers) are more numerous.  So, even the Defiant will seem small compared with the twentieth century Dreadnoughts (which became a generic term for “biggest battleship”), the US Iowa class displacing 60,000 ton at their heaviest while the Japanese Yamato-class weighted-in at 72,000.  Even those behemoths would have been dwarfed by the most ambitious of the H-Class ships in Plan-Z which were on German drawing boards early in World War II.  Before reality bit hard, Adolf Hitler (1889-1945; Führer (leader) and German head of government 1933-1945 & head of state 1934-1945) left physics to the engineers and wasn't too bothered by economics.  After being disappointed the proposals the successors to the Bismarck-class ships would have their main armament increased only from eight 15-inch (380 mm) to eight 16 inch cannons, he ordered OKM (Oberkommando der Marine; the Naval High Command) to design bigger ships.  That directive emerged as the ambitious Plan Z which would have demanded so much steel, essentially nothing else in the Reich could have been built.  Although not one vessel in Plan Z ever left the slipway (the facilities even to lay down the keels non-existent), such a fleet would have been impressive, the largest (the H-44) fitted with eight 20-inch (508 mm) cannons.  Even more to the Führer’s liking was the concept of the H-45, equipped with eight 31.5 inch (800 mm) Gustav siege guns.  However, although he never lost faith in the key to success on the battlefield being bigger and bigger tanks, the experience of surface warfare at sea convinced Hitler the days of the big ships were over and he would even try to persuade the navy to retire all their capital ships and devote more resources to the submarines which, as late as 1945, he hoped might still prolong the war.  Had he imposed such priorities in 1937-1938 so the Kriegsmarine (German Navy) could have entered World War II with the ability permanently to have 100 submarines engaged in high-seas raiding rather than barely a dozen, the early course of the war might radically have been different.  Germany indeed entered the war without a single aircraft carrier (the only one laid down never completed), such was the confidence the need to confront the Royal Navy either would never happen or was years away.

The US Navy in 1940 began construction of six Iowa class battleships but only four were ever launched because it had become clear the age of the aircraft carrier and submarine had arrived and the last battleship launched was the Royal Navy’s HMS Vanguard which entered service in 1946.  Although the admirals remained fond of the fine cut of her silhouette on the horizon, to the Treasury (an institution in the austere, post-war years rapidly asserting its authority over the Admiralty) the thing was a white elephant, something acknowledged even by the romantic, battleship-loving Winston Churchill (1875-1965; UK prime-minister 1940-1945 & 1951-1955) who, when in November, 1953 planning a trip to Bermuda for a summit meeting with Dwight Eisenhower (1890-1969; US POTUS 1953-1961), opted to fly because “it costs Stg£30,000 if we go by Vanguard, and only £3,000 by air.  In 1959, Vanguard was sold for scrap and broken up the next year while the last of the Iowa class ships were decommissioned in 1992 after having spent many years of their life in a non-active reserve.  Defiant is of course a most Churchillian word and after World War I (1914-1918, he was asked by a French municipality to devise the wording for its war memorial.  He proposed:

IN WAR: RESOLUTION

IN DEFEAT: DEFIANCE

IN VICTORY: MAGNANIMITY

IN PEACE: GOODWILL

At the time, old Georges Clemenceau (1841–1929; French prime minister 1906-1909 & 1917-1920) wasn’t feeling much magnanimity towards the Germans and nor was he much in the mood to extend any goodwill so Churchill’s suggestion was rejected.  

Depiction of Trump class USS Defiant issued by the US Navy, December, 2025.

The conventional wisdom therefore was the days of the big warships were done and the Soviet Navy’s curious decision in the 1980s to lay down five (four of which were launched) Kirov class battlecruisers seemed to confirm the view.  Although the Kremlin called the ships тяжёлый атомный ракетный крейсер (heavy nuclear-powered guided missile cruisers), admiralties in the West, still nostalgic lot, choose to revive the old name “battlecruiser”.  The battlecruiser (essentially a battleship with less armor) was a brainchild of the naval theorists of the early twentieth century but while the concept was sound (and in practice may have proved so if the theory had been followed at sea) but in service was a disappointment and none were commissioned after 1920 until the Soviets revived the idea.  As recently as 2018, NATO (North Atlantic Treaty Organization) sources were sceptical any of the Russian ships would ever return to service but in 2025 the Admiral Nakhimov (ex-Kalinin) emerged from a long and expensive re-fit & modernization to serve as the world’s biggest warship.  Although fast and heavily armed, concern remains about her vulnerability to missiles and torpedoes.

Depiction of Trump class USS Defiant issued by the US Navy, December, 2025.

The US Navy seems confident about the protection afforded by the Trump class’s systems, claiming “the battleship [the Pentagon’s term] will be capable of operating independently, as part of a Carrier Strike Group, or commanding its own Surface Action Group depending on the mission and threat environment.  In other words, unlike an aircraft carrier, the security of the vessel does not depend on a flotilla of destroyers and other smaller escort vessels.  The first of the Trump class is projected to cost between US$10-15 billion although, on the basis of experience, few will be surprised if this number “blows out”.  The Trump class will be the flagships for the Navy’s “Golden Fleet” initiative (an old naval term dating from days of the Spanish colonial Empire and nothing to do with Mr Trump’s fondness for the metal).  In an age in which small, cheap, UAVs (unmanned aerial vehicles, usually referred to as drones) have revolutionized warfare (on land and at sea), the return of the big ships is as interesting as it was unexpected and analysts are already writing their assessments of the prospects of success.

Although the concept wasn’t new, it was late in the nineteenth century naval architects began to apply the word “class” systematically to group ships of the same design, the pioneers the Royal Navy but other powers soon adopted the practice.  It had long been the practice for warships to be constructed on the basis of substantially replicating existing designs and some truly were “identical” to the extent a series would now be called a “class” but before the terminology became (more or less) standardized, warships usually were described by their “Rate” or “Type” (first-rate ship of the line, corvette, frigate etc) but, in the usual military way, there was also much informal slang including phrases such as “the Majestic battleships” or “ships of the Iron Duke type”.  The crystallization of the “class” concept was really a result of technological determinism as the methods developed in factories which emerged during the industrial revolution spread to ship-building; steam power, hulls of iron & steel and the associated complex machinery made design & construction increasingly expensive, thus the need to amortize investment and reduce build times by ordering ships in batches with near-identical specifications.

Navies in the era were also becoming more bureaucratic (a process which never stopped and some believe is accelerating still) and Admiralties became much taken with precise accounting and doctrinal categorisation.  The pragmatic admirals however saw no need to reinvent the wheel, “class” already well-established in engineering and taxonomy, the choice thus an obvious administrative convenience.  The “new” nomenclature wasn’t heralded as a major change or innovations, the term just beginning to appear in the 1870s in Admiralty documents, construction programmes and parliamentary papers in which vessels were listed in groups including Devastation class ironclad turret ships (laid down 1869), Colossus class battleships (laid down 1879) and Admiral class battleships (1880s).  In recent history tests, warships prior to this era sometimes are referred to as “Ship-of-the-line class”, “Three decker class” etc but this use is retrospective.  The French Navy adopted the convention almost simultaneously (with the local spelling classe) with Imperial Germany’s Kaiserliche Marine (Imperial Navy) following in the 1890s with Klasse.  The US Navy was comparatively late to formalise the use and although “class” in this context does appear in documents in the 1890s, the standardization wasn’t complete until about 1912.

As a naming convention (“King George V class”, “Iowa class” etc), the rule is the name chosen is either (1) the first ship laid down, or (2) the lead ship commissioned.  According to Admiralty historians, this wasn’t something determined by a committee or the whim of an admiral (both long naval traditions) but was just so obviously practical.  It certainly wasn’t an original idea because the term “class” was by the late nineteenth century well established in industrial production, civil engineering, and military administration; if anything the tradition-bound admirals were late-adopters, sticking to their old classificatory habit long after it had outlived its usefulness.  With ships becoming bigger and more complex, what was needed was a system (which encompassed not only the ships but also components such as guns, torpedoes, engines etc) which grouped objects according to their defined technical specification rather than their vague “type” (which by then had become most elastic) or individual instances; naval architecture had entered the “age of interchangability”.

A docked Boomin' Beaver.

It’s good the US Navy is gaining (appropriately large) “Trump Class” warships (which the president doubtless will call “battleships” although they’re more in the “battlecruiser” tradition).  Within the fleet however there are on the register many smaller vessels and the most compact is the 19BB (Barrier Boat), a specialized class of miniature tugboat used deploy and maintain port security booms surrounding Navy ships and installations in port.  Over the last quarter century there have been a dozen-odd commissioned of which ten remain in active service.  Unlike many of the Pentagon’s good (and expensive) ideas, the Barrier Boats were a re-purposing of an existing design, their original purpose being in the logging industry where they were used to manoeuvre logs floating along inland waterways.  In that role the loggers dubbed them “log broncs” because the stubby little craft would “rear up like a rodeo bronco” when spun around by 180o.  Sailors of course have their own slang and they (apparently affectionately) call the 19BBs the “Boomin’ Beaver”, the origin of that being uncertain but it may verge on the impolite.  It’s not known if President Trump is aware of the useful little BB19 but if brought to his attention, he may be tempted to order two of them renamed “USS Joe Biden” and “USS Crooked Hillary” although, unlike those reprobates, the Boomin’ Beavers have done much good work for the nation.

The Arc de Triomphe, Paris (left), Donald Trump with model of his proposed arch, the White House, October, 2025 (centre) and a model of the arch, photographed on the president's Oval Office desk (right).  Details about the arch remain sketchy but it's assumed (1) it will be "big" and (2) there will be some gold, somewhere.

As well as big ships (and the big Donald J Trump Ballroom already under construction where the White House’s East Wing once stood), Mr Trump is also promising a “big arch”.  A part of the president’s MDCBA (Make D.C. Beautiful Again) project, the structure (nicknamed the “Triumphal Arch” and in the style of the Arc de Triomphe which stands in the centre of the Place Charles de Gaulle (formerly the Place de l’Étoile), the western terminus of the avenue des Champs-Élysées) is scheduled to be completed in time to celebrate the nation’s 250th anniversary on 4 July 2026.  Presumably, on that day, it will be revealed the official name is something like the “Donald J Trump Sestercentennial Arch” which will appear on the structure in large gold letters.  The arch is said to be “privately funded”, using money left over from what was donated to build the ballroom, a financing mechanism which has attracted some comment from those concerned about the “buying of influence”.

Adolf Hitler's (1889-1945; Führer (leader) and German head of government 1933-1945 & head of state 1934-1945) sketch of an arch (1926, left) and Hitler, Albert Speer (1905–1981; Nazi court architect 1934-1942; Nazi minister of armaments and war production 1942-1945) and others examining Speer's model of the arch, presented 20 April 1939 upon the occasion of the Führer’s 50th birthday (right; note the pattern in carpet).

A model of Germania.  To give some indication of the scale, within the dome of the huge meeting hall (at top of image), St. Peter's Cathedral in Rome would have fitted several times over; its diameter of the dome would have been 250 metres (825 feet).

Commissioned to honor those who fought and died for France during the French Revolutionary (1792-1802) and Napoleonic Wars (1803-1815), construction of the Arc de Triomphe (officially the Arc de Triomphe de l'Étoile) absorbed 30-odd years between 1806-1836, as a piece of representational architecture the structure is thought perfectly proportioned for assessment by the human eye and perhaps for this reason it has been admired by many.  As early as 1926, Adolf Hitler sketched his vision of a grand arch for Berlin, while bitter experience taught him the big warships were a bad idea because of their vulnerability to air attack, he never lost his enthusiasm for megalomania in architecture and in Albert Speer he found the ideal architect.  Noting the dimensions in Hitler’s sketch, Speer responded with something in the spirit of their blueprint for Germania.  Hitler’s planned the rebuilding of Berlin to be complete by 1950, less than ten years after the expected victory in a war which would have made him the master of Europe from the French border to the Ural mountains (things didn’t work out well for him).  While the 50 metre (163 feet) tall Arc de Triomphe presented a monumental appearance and provided a majestic terminus for the Champs Elysees, Speer’s arch stood 117 meters (384 feet) in height but even though obviously substantial, it would have been entirely in scale with the rest of Germania, the whole place built in a way to inspire awe simply by virtue of sheer size.

Saturday, December 13, 2025

Narratology

Narratology (pronounced nar-uh-tol-uh-jee)

The study of narrative & narrative structure and the ways these affect human perception (with some mission creep over the years).

1967: The construct was narrate +‎ -ology, an Anglicization of the French narratologie, coined by Bulgarian-French historian, philosopher & structuralist literary critic Tzvetan Todorov (1939–2017), it first appeared in his book Grammaire du Décaméron (1967), a structural analysis of Decameron (The Decameron (1348-1353)) by the Italian writer Giovanni Boccaccio (1313–1375).  Although once thought an arcane appendage to literature and a mere academic abstraction, structuralism and narratology in the 1970s and 1980s became a very popular (and controversial) field and while postmodernism’s historic movement may have passed, the tools are an important part of the “learning” process used by generative AI (artificial intelligence) to produce meaning from the LLM (large language models.)

Title page from a 1620 printing of Decameron.

Boccaccio’s Decameron (literally “ten days”) was a collection of short stories, structured into a hundred tales of seven young women and three young men who had secluded themselves in a villa outside Florence, seeking to avoid the Black Death pandemic (1346-1353) then sweeping Europe.  Although not too much should be made of this comparison, the work in some aspects is not dissimilar to reality television, being a mash-up of erotic scenes, set-piece jokes, suspense and unrequited love.  Todorov’s Grammaire du Décaméron was a literary analysis of the work but “grammaire” must be understood as meaning “grammar” in the sense of the structural or narratological principles rather than as its used in its “everyday” sense.  Historians and literary scholars have for centuries regarded Decameron as a valuable document because, written in the Florentine vernacular of the era, although fictional, it’s a kind of “snapshot” of life in what was one of Europe’s many troubled times.  It was Boccaccio who dubbed Dante’s (Dante Alighieri (circa 1265–1321)) Divina Commedia (Divine Comedy (circa 1310-1321)) “divine” (in the sense of “very good” rather than “holy”).

Narrate (to relate a story or series of events (historically in speech or writing)) may for years (or even decades) have been in oral use in English before the first known use in print in 1656, etymologists noting that until the nineteenth century it was stigmatized as “Scottish” (long a slur among the more fastidious) although it’s thought it was derived from the “respectable” narration.  Narrative ((1) a story or account of events or (2) the art, process or technique or telling the story) was in use by the 1440s and was from the Middle French noun & adjective narrative, from the Late Latin narrātīvus (narration (noun) & suitable for narration (adjective)), the construct being narrāt(us) (related, told), past participle of narrāre (to relate, tell, say) + -īvus (the adjectival suffix).  Again, like “narrate”, narrative was once used exclusively of speech or writing but in recent decades the terms have been more widely applied and not restricted to describing the efforts of humans.

Since the nineteenth century, “-ologies” have proliferated.

The suffix -ology was formed from -o- (as an interconsonantal vowel) +‎ -logy.  The origin in English of the -logy suffix lies with loanwords from the Ancient Greek, usually via Latin and French, where the suffix (-λογία) is an integral part of the word loaned (eg astrology from astrologia) since the sixteenth century.  French picked up -logie from the Latin -logia, from the Ancient Greek -λογία (-logía).  Within Greek, the suffix is an -ία (-ía) abstract from λόγος (lógos) (account, explanation, narrative), and that a verbal noun from λέγω (légō) (I say, speak, converse, tell a story).  In English the suffix became extraordinarily productive, used notably to form names of sciences or disciplines of study, analogous to the names traditionally borrowed from the Latin (eg astrology from astrologia; geology from geologia) and by the late eighteenth century, the practice (despite the disapproval of the pedants) extended to terms with no connection to Greek or Latin such as those building on French or German bases (eg insectology (1766) after the French insectologie; terminology (1801) after the German Terminologie).  Within a few decades of the intrusion of modern languages, combinations emerged using English terms (eg undergroundology (1820); hatology (1837)).  In this evolution, the development may be though similar to the latter-day proliferation of “-isms” (fascism; feminism et al).

A narrative is a story and it can run to thousands of pages or appear in a few words on a restaurant menu describing their fish & chips: “Ethically sourced, line-caught Atlantic cod, liberated from the frigid depths, encased in a whisper-light, effervescent golden shroud of our signature micro-foamed artisanal lager batter and served with hand-sliced, elongated potato batons fried to a crisp perfection in sustainably produced vegetable oil.”  In the age of every customer being able to post from their phone a rating and review of a restaurant, wisely, some institutions include a footnote along the lines: “These narratives are a guide and because natural products vary greatly, there will be variation.”  That’s an aspect of narratology, a process which is not the reading and interpretation of individual texts but an attempt to study the nature of “story” itself, as a concept and as a cultural practice or construct.

Crooked Hillary Clinton's book tour (2017).

Narratologists know that what to a narrator can be a narrative, a naratee will receive as spin.  In What Happened (2017), a work of a few dozen pages somehow padded out to a two-inch thick wad of over 500 using the “how to write an Amazon best-seller” template, crooked Hillary Clinton (b 1947; US secretary of state 2009-2013) explained who was to blame for her loss in the 2016 US presidential election (spoiler alert: it was everybody except her).

Presumably not comparing what they’re doing with making “fish & chips” sound like something expensive, politicians and their operatives will often describe something they offer as a “narrative” although were mush the same stuff to come from their opponents it might be dismissed as “spin”.  A political narrative functions as a cognitive schema intended to simplify complexity, motivate support and legitimizes particular courses of action.  The concept has a long history but in recent decades the emphasis has been on “simplicity”, something illustrated by comparing a narrative like The Federalist Papers (1878-1788; a collection of several dozen essays advocating the ratification of the Constitution of the United States) with how things are now done (mostly fleshed-out, three-word slogans endlessly repeated).  That descent doesn’t mean both are not narratives in that both are crafted interpretive frame rather than objective descriptions although the extent of the deception obviously had tended to change.  Political spin can also be a narrative and should be thought a parallel stream rather than a tributary; variations on a theme as it were.  Although the purpose may differ (a narrative a storyline intended to set and define and agenda whereas spin is a “damage control” story designed to re-shape perceptions.  Given that, a narrative can be thought of a “macro-management” and spin “micro-management”, both providing fine case-studies for narratologists.

Narratology is a noun; the noun plural is narratologies.  The derived forms are the noun antenarratology (the study of antenarratives and their interplay with narratives and stories), the noun antenarrative (the process by which a retrospective narrative is linked to a living story (the word unrelated to the noun antinarrative (a narrative, as of a play or novel, that deliberately avoids the typical conventions of the narrative, such as a coherent plot and resolution)), the noun  econarratology (an approach to literary criticism combining aspects of ecocriticism (the interdisciplinary study of literature and ecology) and narratology), the noun narratologist (one who (1) studies or (2) practices narratology), the adjective narratological (of or pertaining to narratology) and the adverb narratologically (in terms of narratology).  Remarkably (given the literary theory industry), the adjective narratologistic seems never to have appeared; it can be only a matter of time.

Tzvetan Todorov on the rooftop of Casa Milà (La Pedrera), Barcelona, Spain, November 2014.

Although not a lineal descendent, what Todorov did in Grammaire du Décaméron was in the tradition of Aristotle’s (384-322 BC) work, especially ποιητικῆς (Peri poietikês (De Poetica De Poe in the Latin and traditionally rendered in English as Poetics).  Poetics is notable as the earliest known study of the structure of Greek drama and remains the oldest known text written exclusively in the form of what now would be called literary theory.  To a modern audience the word “poetics” can mislead because the author’s focus was ποιητική (literally “the poetic art”, from ποιητής (poet, author, writer) and his scope encompassed verse drama (comedy, tragedy, and the satyr play), lyric poetry, and the epic.  For centuries, Poetics loomed over the Western understanding of Greek theatre; it was revered by scholars of the late Medieval period and especially the Renaissance and their influence endured.  As far as is known, the Greeks were the first of the tragedians and it’s through the surviving texts of Aristotle that later understandings were filtered but all of his conclusions were based only on the tragedies and such was his historic and intellectual authority that for centuries those theories came to be misapplied and misused, either by mapping them on to all forms of tragedy or using them as exclusionary, dismissing from the canon those works which couldn’t be made to fit his descriptions.  However, as well as being an invaluable historic text explain how Greek theatre handled mimesis (imitation of life, fiction, allegory etc), Poetics genuinely can be read as proto-critical theory and in it lies a framework for structuralism.

Paintings of Claude Lévi-Strauss: Portrait de Claude Lévi-Strauss, 1991 (1991), oil on panel by Bengt Lindström (1925-2008) (left) and Claude Lévi-Strauss (undated), oil on other by Cal Lekie (b 1999).

Narratology as a distinct fork of structuralism does pre-date Todorov’s use of the word in 1967, the seminal work in the parameters of the discipline by Russian folklorist & literary historian of the formalist school Vladimir Propp (1895-1970) who doubtlessly never anticipated “formalism” would come to be weaponized by comrade Stalin (1878-1953; Soviet leader 1924-1953).  Indeed, by the late 1920s the school of formalism had become unfashionable (something which in the Soviet Union could be dangerous for authors) and their works essentially “disappeared” until being re-discovered by structuralists in the 1950s.  In the West, the idea of narratology as the “theory, discourse or critique of narrative or narration” owes a debt to Belgian-born French anthropologist & ethnologist Claude Lévi-Strauss (1908–2009) who defined the structural analysis by narrative as its now understood.  His landmark text Anthropologie structurale (Structural Anthropology (1958)) suggested myths are variations on basic themes and that in their totality (which runs to thousands) their narratives contain certain constant, basic and universal structures by which any one myth can be explained.  In that way, myths (collectively) exist as a kind “language” which can be deconstructed into units or “mythemes” (by analogy with phonemes (an indivisible unit of sound in a given language)).  Although he didn’t pursue the notion of the comparison with mathematics, others did and that (inherently more segmented) field perhaps better illustrates “structural roles” within language in elements which, although individually standing as minimal contrastive units, can be combined or manipulated according to rules to produce meaningful expressions.  As in formal language theory, in mathematical logic, the smallest units are the primitive symbols of a language which can be quantifiers, variables, logical connectives, relation symbols, function symbols or punctuation.  Broken into the individual parts, these need have no (or only minimal) semantic meaning but gain much meaning when assembled or otherwise handled through syntactic combination governed by a recognized grammar (ie although conceptual primitives rather than “building blocks”, complex meaning can be attained by applying axioms and rules).

Azerbaijani folk art, following Layla and Majnun (1188), a narrative poem by the Persian poet Nizami Ganjavi (circa 1141–1209), printed in Morphology of the Folk Tale (1928) by Vladimir Propp.  In something of a Russian tradition, there are no known photographs of Propp smiling.

Levi-Strauss’s contribution was that myths can be read in relation to each other rather than as reflecting a particular version, thus the his concept of a kind of “grammar” (the set of relations lying beneath the narrative’s surface), thus the general principle of the “collective existence of myths”, independent of individual thought.  That was of course interesting but the startling aspect was the implication myths as related to other myths rather than truth and reality; they are, in a sense, “outside” decentred, and possess their own truth and logic which, when contemplated in a “traditional” way, may be judged neither truthful nor logical.  In that, Levi-Strauss applied something of the method of Propp who, in Morphology of the Folk Tale (1928), “reduced” all folk tales to seven “spheres of action” and 31 fixed elements or “functions” of narrative.  In Propp’s scheme, the function was the basic unit of the narrative “language’ and denoted or referred to the actions which constitute the narrative while the functions tend to follow a logical sequence.  The concept would have been familiar to engineers and shipbuilders but genuinely there was some novelty when applied to literature

Lithuanian semiotician A. J “Julien” Greimas (1917–1992) was among the many academics working in France who found Propp’s reductionism compelling and in Sémantique Structurale Recherche de méthode (Structural Semantics: An Attempt at a Method (1966)) he further atomized things, apparently seeking something like a “universal macro language”, a grammar of narrative which could be derived from a semantic analysis of sentence structure.  That was as ambitious as it sounds and to replace Propp’s “spheres of action” he suggested the “actant” (or role): a structural unit which is neither character or narrative.  To handle the mechanics of this approach he posited three pairs of binary oppositions which included six actants: subject/object; sender/receiver; helper/opponent.  The interactions of these binary oppositions served to account for or describe the three basic patterns which are to be found in narrative: (1) desire, search or aim (subject/object), (2) communication (sender/receiver) and (3) auxiliary support or hindrance (helper/opponent).

An eleven-volume first edition of Marcel Proust’s À la recherche du temps perdu (published originally in seven (1913-1927); in the the original French it contained some 1.267 million words.  By comparison, Leo Tolstoy's (1828-1910) War and Peace (1898) ran ran (depending on the edition) to 560-590 thousand.

While Greimas didn’t explicitly claim his model successfully could be mapped on to “any and every” narrative, he does appear to have built his model as a general theory and while not all critics were convinced, it seems generally to have been acknowledged his toolbox would work on a much wider range than that of Propp which did break down as narrative complexity increased.  Another French literary theorist associated with the structural movement was Gérard Genette (1930–2018) and in choosing a case study for his model he described in Discours du récit est un essai de méthode (Narrative Discourse: An essay in method (1972)) he selected Marcel Proust’s (1871-1922) À la recherche du temps perdu (1913–1927) (originally translated in English as “Remembrance of Things Past” and of late as “In Search of Lost Time”) which spans many volumes and narrative streams.  This time the critics seemed more convinced and seem to have concluded Genette’s approach was “more accessible” (these things are relative).  Noting the distinctions made in Russian Formalism between fabula (story) & syuzhet (plot), Genette distinguished between récit (the chronological sequence of a narrative’s events), historie (the sequence in which the event actually occurred and narration (the act of narrating itself); atop that framework, he built a complex discussion.  Being a French structuralist, he of course added to the field some new jargon to delight the academy, concluding there were three basic kinds of narrator: (1) the heterodiegetic' (where the narrator is absent from his own narrative), (2) the homodiegetic (the narrator is inside his narrative, as in a story told in the first person) and the autodiegetic (the narrator is inside the narrative and also the main character).  Genene’s approach was thus relational, envisaging narrative as a product or consequence of the interplay of its different components, meaning all and all aspects of narrative can be seen as dependent units (or, debatably, layers).

Narrator & protagonist: Lindsay Lohan as Cady Heron in Mean Girls (2004).  What in literary theory is known as homodiegetic narration is in film production usually called “subjective narration” or “first-person narration”, realized usually in a “voice-over narration by the protagonist”.

In formulating his three categories Genene nodded to Aristotle and Plato (circa 427-348 BC), the ancient worthies distinguishing three basic kinds of narrator: (1) the speaker or writer using their own voice, (2) (b) one who assumes the voice of another or others and (3) one who uses both their own voice and that of others.  These categories need not be exclusive for a story may begin in the voice of a narrator who may then introduce another narrator who proceeds to tell the story of characters who usually have their own voices and one or more of them may turn to narration.  Structurally (and even logically), there’s no reason why such a progression (or regression) cannot be infinite.  Although it’s obvious the term “narrate” denotes the person to whom a narrative is addressed, just because there is a narrative, it need not be axiomatic a narratee is present or ever existed, T. S. Eliot (1888–1965) in The Three Voices of Poetry (1953-1954) discerning three modes (voices) of poetic expression: (1) the poet speaking to himself, a personal, often obscure meditation, (2) the poet addressing an audience, aiming to teach, persuade, or amuse and (3) the poet creating a dramatic character, as in verse drama, something demanding complex communication between imagined characters.  Eliot argued that “good” poetry often was a blend of these voices and distinguishing them helps in understanding a poem's social and artistic purpose, beyond its mere self-expression.  However, Eliot did note that in “talking to himself”, the writer could also be “talking to nobody”.  He was at pains also to point out that when speaking in the third voice, the poet is saying not what he would say in his own person, but only what he can say within the limits of one imaginary character addressing another imaginary character.  More than many, Eliot knew narrative was not always reliable but the techniques of narratology (and structuralism generally) exist for purposes other than determining truth.

Roland Barthes (2015), oil and acrylic on canvas by Benoit Erwann Boucherot (b 1983).

Layers in narrative structure were identified by the French philosopher & literary theorist Roland Barthes (1915–1980) and his work had great appeal, something of an academic cult once surrounded him and, almost half a century after his death, he retains a following.  In Introduction à l'analyse structurale des récits (Introduction to Structural Analysis of Narrative (1966)), Barthes presumed a hierarchy of levels existed within narrative, suggesting that, up to a point, they can be discussed separately.  Narrative (at least for this purpose), he conceived as a “long sentence”, just as every constative (in linguistics, pertaining to an utterance relaying information and likely to be regarded as true or false) sentence can be the “rough outline” of a short narrative.  Barthes’ model was more building block-like in that he selects basic units of narrative (such as “function” & “index”, functions constituting a chain of acts while indices are a kind of metadata containing information about characters.

François Mitterrand (1984), acrylic on canvas by Bryan Organ (b 1935).

On X (formerly known as Twitter), one tweeter analysed the images on Barthes which exists and the indexed web, finding in 72% he was smoking a cigarette or cigar.  The statistical risks associated with routinely inhaling a known carcinogen have for decades been well-known but Barthes didn’t live long enter the age of “peak statistical risk”.  In February, 1980, having just taken lunch with François Mitterrand (1916–1996; President of France 1981-1995) in a restaurant on Paris’s Rue des Blancs-Manteaux, Barthes was using a zebra crossing on the Rue des Ecoles when knocked down by a laundry van; never recovering from his injuries, he died a month later.  The van’s driver was one Yvan Delahov, of Bulgarian nationality who tested positive for alcohol, but his reading of 0.6 fell below the legal maximum of 0.8; admitting he was late delivering his shirts, he claimed he’d not exceeded 60 km/h (37.3) mph.  At the time, Barthes was carrying no identity documents but was identified his colleague, the philosopher Michel Foucault (1926–1984).

Northrop Frye, Anatomy of Criticism (first edition, 1957).

Finally must be acknowledged the contribution of Canadian literary critic & literary theorist Northrop Frye (1912–1991) whose Anatomy of Criticism (1957) is regarded still as one of the more “remarkable and original” (in the words of the English historian and critic J.A. Cuddon (1928-1966)) works of literary theory in the English-speaking world.  In the narrow technical sense, Frye's theory is not structuralist (something which doubtless burnished its reputation among many) but it certainly contains strands which can be seen as structuralist.  Frye positioned literature as an “autonomous verbal structure”' unrelated to anything beyond itself, a world which contains “life and reality in a system of verbal relationships”.  In this “self-contained literary universe”, there were four radical “mythoi” (plot forms and basic organizing structural principles) which corresponded to the four seasons of the natural order and constitute the four main genres of comedy romance, tragedy and satire.  For those non-postmodernists who still long for l'art pour l'art (art for art's sake), Frye’s mythois are there to be used and he proved their utility in a wide range of texts, including the Bible.